Self-regulatory organizations

Results: 6954



#Item
581Financial system / Structured finance / Mortgage / Fixed income securities / Mortgage-backed security / Depository Trust & Clearing Corporation / Financial risk / Adjustable-rate mortgage / Mortgage loan / United States housing bubble / Finance / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. AN-FICC[removed]December 20, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice and Notice of No

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Language: English - Date: 2012-12-21 08:05:52
582Futures contract / Confédération Fiscale Européenne / Commodity Exchange Act / Financial system / Financial regulation / Commodity Futures Trading Commission / Financial economics / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CFE[removed]February 4, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed R

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Language: English - Date: 2015-02-05 10:34:13
583SEC filings / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE Gemini[removed]February 4, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Language: English - Date: 2015-02-05 10:33:16
584Securities Exchange Act / Financial regulation / United States / Law / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]February 20, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Pr

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Language: English - Date: 2015-02-23 10:11:45
585Options Clearing Corporation / Financial markets / Futures exchange / Futures contract / Chicago Board Options Exchange / Mark-to-market accounting / Stock market / Finance / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 12, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Extend

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Language: English - Date: 2015-02-13 07:49:40
586Financial economics / Financial system / Finance / Options Clearing Corporation / Securities Act / Securities Exchange Act / Bank / Futures contract / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 2, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings to Determine Whether to Appr

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Language: English - Date: 2015-03-03 08:00:56
587Financial regulation / Finance / Securities Exchange Act / Business / Securities Act / U.S. Securities and Exchange Commission / Regulation D / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 6, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivenes

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Language: English - Date: 2015-02-09 09:50:54
588Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial regulation / Government / Financial economics / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]February 24, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C

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Language: English - Date: 2015-02-25 12:54:51
589Financial system / Securities / Futures contract / Securities Exchange Act / Clearing / Algorithmic trading / Options Clearing Corporation / Clearing house / Financial economics / Finance / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 3, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed

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Language: English - Date: 2015-02-04 08:58:04
590Securities Exchange Act / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / International Securities Exchange / Financial economics / United States securities law / Financial regulation / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]February 6, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of P

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Language: English - Date: 2015-02-09 10:46:21
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